SEC Filings

8-K
VIRTU KCG HOLDINGS LLC filed this Form 8-K on 07/24/2017
Entire Document
 

 

SCHEDULE 1

 

Qualified Lawyer’s Certificate

 

[ON QUALIFIED LAWYER’S LETTERHEAD]

 

I, [NAME] of [ADDRESS] confirm as follows:

 

1.                                      I am a Solicitor of the Senior Courts of England and Wales holding a current practising certificate.

 

2.                                      I have advised Philip Allison of the terms and effect of the agreement between him and KCG Europe Limited (the “Agreement”) to which this certificate forms Schedule 1 and, in particular, its effect on his ability to pursue the Alleged Claims (as defined in the Agreement) before an Employment Tribunal following its signing.

 

3.                                      I am an independent adviser (as defined at section 203, Employment Rights Act 1996).   I am not acting (and have not acted) in relation to this matter for the Company or any Associated Company (as defined in the Agreement).

 

4.                                      There is in force and was in force when I gave the advice referred to above, cover under a contract of insurance, or a professional indemnity as required by section 203(3)(d) of the Employment Rights Act 1996 covering the risk of a claim by Philip Allison in respect of the advice I have given leading to the completion of the Agreement.

 

 

SIGNED:

/s/ Greg Campbell

 

 

 

NAME: Greg Campbell

 

 

 

DATED: 19.7.17